Chief Compliance Officer and Chief Financial Officer

Our client is seeking a highly experienced and knowledgeable Chief Financial Officer/Chief Compliance Officer (CFO/CCO) to join their team. This dual role offers the unique opportunity to oversee both the finance function and the global regulatory compliance function within a well-regarded, long-term investment platform.

What you'll do:

• Oversee all aspects of the accounting and financial reporting operations
• Ensure compliance with various securities regulators such as SEC, OSC etc.
• Maintain an adequate system of accounting records
• Design controls and budgets to mitigate risk
• Ensure the accuracy of the company's reported financial results
• Ensure that reported results comply with US GAAP and IFRS
• Manage multiple priorities effectively

What you bring:

• Completion of the Chief Compliance Officer qualifying exams (PDO, Supervisor)
• A Bachelor's degree in finance, business, or law is preferred
• A CPA designation in good standing
• 10+ years of experience with strengths in financial controllership, treasury, financial administration, financial statements, internal controls, cash distribution, and audit in a financial services environment
• 10+ years of progressive leadership experience in a compliance role
• Experience with regulatory requirements (SEC, OSC, FINTRAC, etc.) and industry standards
• Excellent organisational capabilities
• Strong leadership skills with the ability to mentor junior employees
• Exceptional communication and presentation skills

What's next:

Ready to take on this exciting dual role? Don't hesitate!