Hybrid Compliance Manager - Top Tier Digital Assets Firm

Fantastic opportunity to work for a market leader in a flexible hybrid role with great benefits and equity.

COMPLIANCE MANAGER

Responsibilities:

• Report directly to the Chief Compliance Officer
• Responsible for managing the regulatory relationships and strategy
• Manage and maintain all compliance policies and procedures
• Work with the Compliance teams at other divisions to establish an overall vision for the compliance program
• Conduct periodic compliance testing, trading surveillance, risk assessments, assess findings and address both the strengths and deficiencies with key stakeholders
• Manage the company’s activities related to internal and external audits
• Lead and perform due diligence on third party partnerships
• Ensure regulatory filings, reports and documentation are completed with accuracy and expediency
• Perform necessary regulatory filings and registrations
• Train company staff on compliance program and fraud prevention measures

Requirements :

• Proven experience in managing risk and compliance issues within a regulated business and implementing such compliance programs
• Knowledge of legislation and regulation relating to AML, banking, securities law or trading activities
• Background with a robust and independent mindset ability to create and implement simple, elegant solutions
• Exemplary problem-solving and analytical skills
• Familiarity with industry practices and professional standards, and experience with regulators
• Excellent attention to detail for critical analysis capabilities
• Solid time management skills, communication, interpersonal and team interaction skills
• Professional certification (e.g. CFA, MBA, CAMS, CFE, Certified Compliance & Ethics Professional (CCEP) is a plus)