Compliance officer jobs

Robert Walters recruits for permanent compliance officer jobs across Toronto. View the current compliance officer job vacancies.

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Senior Manager, Regulatory Compliance

Salary: CAD100,000 - CAD125,000 per year

Location: Toronto, Ontario

Date Posted: November 6, 2019

This is an exciting opportunity for a Senior Compliance Manager within the private wealth and retail banking division of a major international financial institution. The Senior Compliance Manager will be joining a team of compliance professionals in assisting with the management and operation of the regulatory compliance program. The successful candidate will be reporting directly to senior management and the Chief Compliance Officer on a wide range of compliance matters.
VP of Operations and Compliance

Salary: CAD130,000 - CAD160,000 per year

Location: Toronto, Ontario

Date Posted: October 22, 2019

Our client, an international boutique investment management firm that delivers investing solutions to institutional, family office and UHNW individuals (the "Firm"), is looking for a VP of Operations and Compliance to report to the current CCO/COO, with the expectation that the CCO/COO title will be handed off to the VP of Operations and Compliance in a relatively short period of time. The VP of Operations and Compliance will by a key member of the Firm's management team and will be tasked with taking functional leadership of the Compliance and Operations departments. The VP will be responsible for administering the global compliance program as well as overseeing all investment and business operational activities, including providing strategic insights to the Firm's stakeholder value to its clients.